Filing Details
- Accession Number:
- 0000754811-16-000220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-28 17:39:48
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-28
- Accepted Time:
- 2016-12-28 17:39:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
754811 | U S Global Investors Inc | GROW | Investment Advice (6282) | 741598370 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251824 | E Frank Holmes | 7900 Callaghan Road San Antonio TX 78229 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-12-28 | 1,000 | $1.28 | 218,112 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 32,862 | Indirect | IRA |
Class A Common Stock | 221,588 | Indirect | 401(k) |
Footnotes
- Purchase made pursuant to 10b5-1 stock purchase plan(1) Not an Option(2) Not an Option