Filing Details

Accession Number:
0000899243-16-036361
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-28 17:15:13
Reporting Period:
2016-12-23
Filing Date:
2016-12-28
Accepted Time:
2016-12-28 17:15:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484378 Jeffrey Lang 1701 Savannah Drive
Mckinney TX 75070
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-23 5,928 $3.78 151,957 No 4 M Direct
Common Stock Disposition 2016-12-23 5,928 $14.31 146,029 No 4 S Direct
Common Stock Acquisiton 2016-12-27 4,072 $3.78 150,101 No 4 M Direct
Common Stock Disposition 2016-12-27 4,072 $14.30 146,029 No 4 S Direct
Common Stock Acquisiton 2016-12-28 10,000 $3.78 156,029 No 4 M Direct
Common Stock Disposition 2016-12-28 10,000 $14.23 146,029 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-12-23 5,928 $0.00 5,928 $3.78
Common Stock Stock Option (right to buy) Disposition 2016-12-27 4,072 $0.00 4,072 $3.78
Common Stock Stock Option (right to buy) Disposition 2016-12-28 10,000 $0.00 10,000 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
294,072 2020-02-15 No 4 M Direct
290,000 2020-02-15 No 4 M Direct
280,000 2020-02-15 No 4 M Direct
Footnotes
  1. Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. This option is fully vested.