Filing Details

Accession Number:
0001562180-16-003895
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-28 16:38:05
Reporting Period:
2016-12-21
Filing Date:
2016-12-28
Accepted Time:
2016-12-28 16:38:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713425 American Software Inc AMSWA Services-Prepackaged Software (7372) 581098795
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1123385 C James Edenfield 470 East Paces Ferry Rd
Atlanta GA 30305
Executive Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-21 1,410 $8.57 61,410 No 4 M Direct
Common Stock Disposition 2016-12-21 1,410 $10.84 60,000 No 4 S Direct
Common Stock Acquisiton 2016-12-22 2,052 $8.57 62,052 No 4 M Direct
Common Stock Disposition 2016-12-22 2,052 $10.65 60,000 No 4 S Direct
Common Stock Acquisiton 2016-12-23 2,544 $8.57 62,544 No 4 M Direct
Common Stock Disposition 2016-12-23 2,544 $10.73 60,000 No 4 S Direct
Common Stock Acquisiton 2016-12-27 6,487 $8.57 66,487 No 4 M Direct
Common Stock Disposition 2016-12-27 6,487 $10.62 60,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-12-21 1,410 $8.57 1,410 $8.57
Common Stock Stock Option Disposition 2016-12-22 2,052 $8.57 2,052 $8.57
Common Stock Stock Option Disposition 2016-12-23 2,544 $8.57 2,544 $8.57
Common Stock Stock Option Disposition 2016-12-27 6,487 $8.57 6,487 $8.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,590 2018-07-03 No 4 M Direct
44,538 2018-07-03 No 4 M Direct
41,994 2018-07-03 No 4 M Direct
35,507 2018-07-03 No 4 M Direct
Footnotes
  1. On December 21, 2016, the Reporting Person converted 1,410 options into an equal number of shares of Class A Common Stock.
  2. Represents the weighted average sales price for price increments ranging from $10.60 to $10.71.
  3. Vests 12,000 share(s) on 03-Jul-2013, 12,000 share(s) on 03-Jul-2014, 12,000 share(s) on 03-Jul-2015, 12,000 share(s) on 03-Jul-2016, 12,000 share(s) on 03-Jul-2017
  4. On December 27, 2016, the Reporting Person converted 6,487 options into an equal number of shares of Class A Common Stock.
  5. 60,000 shares of Class A Common Stock held by James C. and Norma T. Edenfield Foundation.
  6. Represents the weighted average sales price for price increments ranging from $10.84 to $10.865.
  7. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price for all transactions reported on this Form 4.
  8. On December 22, 2016, the Reporting Person converted 2,052 options into an equal number of shares of Class A Common Stock.
  9. Represents the weighted average sales price for price increments ranging from $10.65 to $10.665.
  10. On December 23, 2016, the Reporting Person converted 2,544 options into an equal number of shares of Class A Common Stock.
  11. Represents the weighted average sales price for price increments ranging from $10.69 to $10.76.
  12. On December 27, 2016, the Reporting Person converted 6,487 options into an equal number of shares of Class A Common Stock.