Filing Details
- Accession Number:
- 0001140361-16-090955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-28 16:34:45
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-28
- Accepted Time:
- 2016-12-28 16:34:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537698 | F John Carmody | 717 Main Street Honesdale PA 18431 | Evp & Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-28 | 658 | $25.25 | 1,208 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-28 | 658 | $34.00 | 550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option - Right to Buy | Disposition | 2016-12-28 | 658 | $0.00 | 658 | $25.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,829 | 2011-12-31 | 2020-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,579 | Indirect | ESOP |
| Common Stock | 600 | Indirect | Restricted Stock Award |
| Common Stock | 600 | Indirect | Restricted Stock Award |
| Common Stock | 1,000 | Indirect | Restricted Stock Award |
Footnotes
- Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Billionaire Hedge Funds
