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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053691	Diffusion Pharmaceuticals Inc.	DFFN	Pharmaceutical Preparations (2834)	300645032

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1663219	T Mark Giles	2020 Avon Court, Suite 4 Charlottesville VA 22902		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-12-27	290,580	$0.00	0	No	4	J	Indirect	By PANDA Holdings, LLC
Common Stock	Acquisiton	2016-12-28	290,580	$0.00	802,689	No	4	P	Indirect	By MTG Investment Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By PANDA Holdings, LLC
No	4	P	Indirect	By MTG Investment Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,407	Indirect	By the VNB Trust IRA fbo Mark T. Giles

Footnotes

In connection with certain personal investment, financial and tax planning strategies, (i) on December 27, 2016, PANDA Holdings, LLC ("PANDA"), of which the Reporting Person is the managing member, assigned 290,580 shares of the Issuer's common stock to an affiliate of PANDA for aggregate consideration of $1.00 and (ii) on December 28, 2016, such affiliate sold to MTG Investment Holdings, LLC ("MTGIH"), of which the Reporting Person is the sole member, 290,580 shares of the Issuer's common stock for aggregate consideration of $1.00.
The Reporting Person is the managing member of PANDA and may be deemed to be the beneficial owner of such securities. Mr. Giles disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The Reporting Person is the sole member of MTGIH and may be deemed to be the beneficial owner of such securities. Mr. Giles disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.