Filing Details

Accession Number:
0001493152-16-016225
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-28 13:39:33
Reporting Period:
2016-12-28
Filing Date:
2016-12-28
Accepted Time:
2016-12-28 13:39:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1106838 Chanticleer Holdings Inc. HOTR Retail-Eating Places (5812) 522102141
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415593 Daniel Mark Roberson 7621 Little Avenue, Suite 414
Charlotte NC 28226
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series 1 Preferred Stock Acquisiton 2016-12-28 100 $13.50 100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series 1 Warrants Acquisiton 2016-12-28 100 $13.50 1,000 $13.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,663 Direct
Footnotes
  1. This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
  2. These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
  3. This purchase price is for the total number of units purchased.
  4. These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
  5. These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
  6. Each Series 1 Warrant is exercisable into 10 shares of common stock.
  7. The price is paid by surrendering one share of Series 1 Preferred stock.