Filing Details
- Accession Number:
- 0001179110-16-033505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-28 12:01:53
- Reporting Period:
- 2016-12-23
- Filing Date:
- 2016-12-28
- Accepted Time:
- 2016-12-28 12:01:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391461 | Advent Claymore Convertible Securities & Income Fund Ii | AGC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251345 | V Tracy Maitland | 1271 Avenue Of The Americas, 45Th Floor New York NY 10020 | Chairman, President & Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-12-23 | 42,000 | $5.85 | 367,600 | No | 4 | P | Indirect | By Advent Capital Management, LLC. See footnotes. |
Common Shares | Acquisiton | 2016-12-27 | 31,300 | $5.86 | 398,900 | No | 4 | P | Indirect | By Advent Capital Management, LLC. See footnotes. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Advent Capital Management, LLC. See footnotes. |
No | 4 | P | Indirect | By Advent Capital Management, LLC. See footnotes. |
Footnotes
- Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- Totals include 16,000 shares which are directly held by Mr. Maitland.