Filing Details
- Accession Number:
- 0001428205-16-000475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-28 11:08:16
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-28
- Accepted Time:
- 2016-12-28 11:08:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428205 | Armour Residential Reit Inc. | ARR | Real Estate Investment Trusts (6798) | 261908763 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557465 | R James Mountain | 3001 Ocean Drive Suite 201 Vero Beach FL 32963 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-12-28 | 2,000 | $21.67 | 12,998 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 7.875% Series B Cumulative Redeemable Preferred Stock | $0.00 | 8,705 | 1,250 | Indirect | ||
Common Stock, Par Value $0.001 Per Share | 7.875% Series B Cumulative Redeemable Preferred Stock | $0.00 | 13,928 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,705 | 1,250 | Indirect | |
13,928 | 2,000 | Direct |
Footnotes
- Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series B Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series B Preferred Stock into a number of shares of common stock of the issuer per share of Series B Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series B Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series B Preferred Stock); and (ii) 6.9638, subject to certain adjustments indicated in the Articles Supplementary relating to the Series B Preferred Stock.
- The Series B Preferred Stock has no expiration date.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.