Filing Details

Accession Number:
0000720672-16-000192
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-27 16:32:39
Reporting Period:
2016-12-22
Filing Date:
2016-12-27
Accepted Time:
2016-12-27 16:32:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203674 J Ronald Kruszewski One Financial Plaza
501 N. Broadway
St. Louis MO 63102-2102
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-22 30,000 $51.39 878,862 No 4 S Direct
Common Stock Disposition 2016-12-23 30,522 $51.43 848,340 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect by Daughter
Common Stock 3,000 Indirect by Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 359,197 359,197 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
359,197 359,197 Direct
Footnotes
  1. Shares are being sold to rebalance portfolio.
  2. Units vest in 20% increments over a five year period.
  3. No expiration date for these Units.