Filing Details
- Accession Number:
- 0001140361-16-090793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-27 15:43:08
- Reporting Period:
- 2016-12-22
- Filing Date:
- 2016-12-27
- Accepted Time:
- 2016-12-27 15:43:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487610 | Neuberger Berman High Yield Strategies Fund Inc. | NHS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255851 | P Thomas Oreilly | C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas New York NY 10104-0002 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-22 | 4,186 | $11.61 | 26,436 | No | 4 | S | Indirect | By Thomas P. O'Reilly Rev Trust |
Common Stock | Disposition | 2016-12-23 | 5,814 | $11.60 | 20,622 | No | 4 | S | Indirect | By Thomas P. O'Reilly Rev Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Thomas P. O'Reilly Rev Trust |
No | 4 | S | Indirect | By Thomas P. O'Reilly Rev Trust |
Footnotes
- The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.60 to $11.6175. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.58 to $11.64. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price.