Filing Details
- Accession Number:
- 0000791908-16-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 18:36:11
- Reporting Period:
- 2016-12-21
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 18:36:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222790 | Phd Md J Patrick Scannon | C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710 | Exec. Vp & Cso | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2016-12-21 | 3,230 | $5.75 | 8,217 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 1,690 | Indirect | by 401(k) |
Common Shares | 37 | Indirect | by Daughter |
Common Shares | 202 | Indirect | by Trust |
Footnotes
- Shares sold on the open market to satisfy the taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's incentive plan.