Filing Details

Accession Number:
0000791908-16-000180
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-23 18:36:11
Reporting Period:
2016-12-21
Filing Date:
2016-12-23
Accepted Time:
2016-12-23 18:36:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222790 Phd Md J Patrick Scannon C/O Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
Exec. Vp & Cso No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2016-12-21 3,230 $5.75 8,217 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,690 Indirect by 401(k)
Common Shares 37 Indirect by Daughter
Common Shares 202 Indirect by Trust
Footnotes
  1. Shares sold on the open market to satisfy the taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's incentive plan.