Filing Details

Accession Number:
0001144204-16-141265
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-23 16:04:04
Reporting Period:
2016-12-21
Filing Date:
2016-12-23
Accepted Time:
2016-12-23 16:04:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423875 Water Asset Management Llc 590 Madison Avenue
Suite 804
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-21 77,193 $11.42 2,825,039 No 4 P Indirect See footnote
Common Stock Acquisiton 2016-12-22 25,421 $11.57 2,850,460 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The securities reported herein are directly held by investment funds and/or managed accounts for which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.