Filing Details
- Accession Number:
- 0000085535-16-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 14:21:51
- Reporting Period:
- 2016-12-21
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 14:21:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 85535 | Royal Gold Inc | RGLD | Mineral Royalty Traders (6795) | 840835164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390606 | Holmes William Heissenbuttel | 1660 Wynkoop #1000 Denver CO 80202 | Vp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-21 | 6,640 | $29.75 | 73,915 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-21 | 3,360 | $29.75 | 77,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-21 | 3,000 | $30.96 | 80,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-21 | 7,000 | $30.96 | 87,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-21 | 3,463 | $62.59 | 83,812 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-12-21 | 1,704 | $62.59 | 82,108 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-12-23 | 7,817 | $61.89 | 74,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy NSO) | Disposition | 2016-12-21 | 6,640 | $29.75 | 6,640 | $29.75 |
| Common Stock | Stock Option (Right to Buy ISO) | Disposition | 2016-12-21 | 3,360 | $29.75 | 3,360 | $29.75 |
| Common Stock | Stock Option (Right to Buy ISO) | Disposition | 2016-12-21 | 3,000 | $30.96 | 3,000 | $30.96 |
| Common Stock | Stock Appreciation Rights (SARs) | Disposition | 2016-12-21 | 7,000 | $0.00 | 7,000 | $30.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-07 | 2017-11-07 | No | 4 | M | Direct |
| 0 | 2010-11-07 | 2017-11-07 | No | 4 | M | Direct |
| 0 | 2011-11-05 | 2018-11-05 | No | 4 | M | Direct |
| 0 | 2011-11-05 | 2018-11-05 | No | 4 | M | Direct |
Footnotes
- Includes 19,635 shares of restricted stock that have not vested.
- Represents the difference between the number of SARs exercised (7,000) and the number of shares issuable as a result of the exercise (3,537).
- Represents shares withheld to satisfy taxes; no shares were sold.
- Includes shares sold to cover option costs and/or taxes on options due to expire in 2017 and 2018.
- The range of the weighted average sales price is $61.38 to $62.33.
Billionaire Hedge Funds
