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Home > Insider Trading > Filing (0001140361-16-090711)

Filing Details

Accession Number:: 0001140361-16-090711
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-23 13:32:56
Reporting Period:: 2016-12-20

Filing Date:: 2016-12-23
Accepted Time:: 2016-12-23 13:32:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1128189	Protokinetix Inc.	PKTX	Pharmaceutical Preparations (2834)	943355026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1516077	Edward Clarence Smith	1845 Country Road #214 St. Augustine FL 32084	President & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-20	4,000,000	$0.04	53,070,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,946,626	Indirect	See Footnote
Common Stock	1,850,000	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option	$0.08		2019-12-31	5,000,000	5,000,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-31	5,000,000	5,000,000	Direct

Footnotes

Shares held by the Clarence E. Smith Trust.
Shares held in the reporting person's retirement account.
Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.