Filing Details
- Accession Number:
- 0001140361-16-090707
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 13:29:29
- Reporting Period:
- 2016-10-12
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 13:29:29
- Original Submission Date:
- 2016-11-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128189 | Protokinetix Inc. | PKTX | Pharmaceutical Preparations (2834) | 943355026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516077 | Edward Clarence Smith | 1845 Country Road #214 St. Augustine FL 32084 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 1,250,000 | $0.04 | 45,570,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-10-12 | 55,900 | $0.06 | 2,850,126 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-10-14 | 50,000 | $0.05 | 2,900,126 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-11-04 | 46,500 | $0.05 | 2,946,626 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,850,000 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option | $0.08 | 2019-12-31 | 5,000,000 | 5,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-12-31 | 5,000,000 | 5,000,000 | Direct |
Footnotes
- Shares held by the Clarence E. Smith Trust.
- Shares held in the reporting person's retirement account.
- Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.