Filing Details
- Accession Number:
- 0001179110-16-033437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 12:20:57
- Reporting Period:
- 2016-12-22
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 12:20:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1132105 | Sportsman's Warehouse Holdings Inc. | SPWH | Retail-Miscellaneous Shopping Goods Stores (5940) | 391795614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603924 | P Kevan Talbot | C/O Sportsman'S Warehouse 7035 High Tech Drive Midvale UT 84047 | Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-20 | 4,000 | $0.00 | 368,807 | No | 5 | G | Indirect | By the Kevan P. Talbot Revocable Trust |
Common Stock | Acquisiton | 2016-12-22 | 4,000 | $9.40 | 372,807 | No | 4 | P | Indirect | By the Kevan P. Talbot Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By the Kevan P. Talbot Revocable Trust |
No | 4 | P | Indirect | By the Kevan P. Talbot Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,487 | Direct | |
Common Stock | 15,000 | Indirect | By Pit Stop Properties, LLC |
Footnotes
- Includes 21,700 shares of restricted stock, which are scheduled to vest as to one-third of the shares awarded on each of the first, second and third anniversaries of the April 16, 2016 grant date, subject to the Reporting Person's continued employment.
- Includes 10,849 shares of restricted stock granted by the Issuer to the Reporting Person on April 16, 2016. The restricted stock is subject to performance-based vesting requirements determined with respect to the Issuer's performance during fiscal year 2016. The maximum number of shares subject to the award are reported in the table above and the "target" number of shares subject to the award is two-thirds of the maximum number reported. Following the end of the performance period, the number of shares eligible to vest, based on actual performance, will be between zero and the maximum number of shares reported. The shares eligible to vest based on performance will then vest, subject to the Reporting Person's continued employment, as to one-third of such shares following the end of the performance period and as to an additional one-third of such shares on each of the second and third anniversaries of the grant date.
- The Reporting Person, through his revocable trust, and his wife, through her revocable trust, are the sole general members of Pit Stop Properties, LLC (the "LLC"). The Reporting Person, his wife and four additional individuals have investor member interests in the LLC. The Reporting Person disclaims beneficial ownership of the common stock of the Issuer held by the LLC except to the extent of his pecuniary interest.