Filing Details

Accession Number:
0001177269-16-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-23 11:47:21
Reporting Period:
2016-12-21
Filing Date:
2016-12-23
Accepted Time:
2016-12-23 11:47:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215181 Jr E James Moylan C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Svp Finance, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-21 1,472 $24.67 449,201 No 4 S Direct
Common Stock Disposition 2016-12-21 3,385 $24.67 445,816 No 4 S Direct
Common Stock Disposition 2016-12-21 1,132 $24.67 444,684 No 4 S Direct
Common Stock Disposition 2016-12-21 903 $24.67 443,781 No 4 S Direct
Common Stock Disposition 2016-12-21 9,601 $24.67 434,180 No 4 S Direct
Common Stock Disposition 2016-12-21 3,027 $24.67 431,153 No 4 S Direct
Common Stock Disposition 2016-12-21 1,344 $24.67 429,809 No 4 S Direct
Common Stock Disposition 2016-12-21 2,099 $24.67 427,710 No 4 S Direct
Common Stock Disposition 2016-12-21 3,489 $24.67 424,221 No 4 S Direct
Common Stock Disposition 2016-12-21 940 $24.67 423,281 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
  2. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
  6. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
  7. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.
  8. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.