Filing Details
- Accession Number:
- 0001177269-16-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 11:45:41
- Reporting Period:
- 2016-12-21
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 11:45:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526624 | Francois Locoh-Donou | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-21 | 952 | $24.67 | 323,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 1,132 | $24.67 | 322,343 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 3,385 | $24.67 | 318,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 774 | $24.67 | 318,184 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 9,601 | $24.67 | 308,583 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 3,027 | $24.67 | 305,556 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 1,344 | $24.67 | 304,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 2,099 | $24.67 | 302,113 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 3,489 | $24.67 | 298,624 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 940 | $24.67 | 297,684 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.