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Filing Details

Accession Number:: 0001177269-16-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-23 11:44:16
Reporting Period:: 2016-12-21

Filing Date:: 2016-12-23
Accepted Time:: 2016-12-23 11:44:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1285617	James Frodsham	C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426	Sr. Vp, Chief Strategy Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-12-21	1,050	$24.67	193,458	No	4	S	Direct
Common Stock	Disposition	2016-12-21	607	$24.67	192,851	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,815	$24.67	191,036	No	4	S	Direct
Common Stock	Disposition	2016-12-21	484	$24.67	190,552	No	4	S	Direct
Common Stock	Disposition	2016-12-21	6,272	$24.67	184,280	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,479	$24.67	182,801	No	4	S	Direct
Common Stock	Disposition	2016-12-21	645	$24.67	182,156	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,500	$24.67	180,656	No	4	S	Direct
Common Stock	Disposition	2016-12-21	2,492	$24.67	178,164	No	4	S	Direct
Common Stock	Disposition	2016-12-21	671	$24.67	177,493	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.