Filing Details
- Accession Number:
- 0001437749-16-043713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 06:02:48
- Reporting Period:
- 2016-12-21
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 06:02:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 925741 | Biocardia Inc. | BCDA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898860 | Al Et Md Phillip Frost | 4400 Biscayne Blvd. Miama FL 33137 | No | No | Yes | No | |
| 1380896 | Trust Investments Gamma Frost | 4400 Biscayne Blvd. Miama FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-21 | 19,230,769 | $0.13 | 130,503,835 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder.
Billionaire Hedge Funds
