Filing Details
- Accession Number:
- 0001493152-16-016165
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 21:52:00
- Reporting Period:
- 2016-12-21
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 21:52:00
- Original Submission Date:
- 2016-12-21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106838 | Chanticleer Holdings Inc. | HOTR | Retail-Eating Places (5812) | 522102141 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124144 | D Michael Pruitt | 7621 Little Avenue, Suite 414 Charlotte NC 28226 | Ceo, Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series 1 Preferred Stock | Acquisiton | 2016-12-21 | 100 | $13.50 | 100 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series 1 Warrants | Acquisiton | 2016-12-21 | 100 | $13.50 | 1,000 | $13.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,600 | Indirect | By IRA |
| Common Stock | 172,251 | Direct | |
| Common Stock | 35,050 | Indirect | By Avenel Financial Group, Inc. |
Footnotes
- This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
- These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
- This purchase price is for the total number of units purchased.
- These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
- These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
- Each Series 1 Warrant is exercisable into 10 shares of common stock.
- The price is paid by surrendering one share of Series 1 Preferred stock.
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