Filing Details
- Accession Number:
- 0001209191-16-156539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 16:44:38
- Reporting Period:
- 2016-12-20
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 16:44:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
352363 | Kate Spade & Co | KATE | Women's, Misses', And Juniors Outerwear (2330) | 132842791 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601368 | J Deborah Lloyd | C/O Kate Spade &Amp; Company 2 Park Ave New York NY 10016 | Chief Creative Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $1 Per Share | Acquisiton | 2016-12-20 | 37,500 | $7.10 | 46,544 | No | 4 | M | Direct | |
Common Stock, Par Value $1 Per Share | Disposition | 2016-12-20 | 29,011 | $14.63 | 17,533 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $1 Per Share | Employee Stock Option | Disposition | 2016-12-20 | 37,500 | $7.10 | 37,500 | $7.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-01 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares sold to cover the exercise price and reporting person's tax withholding obligations in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.63 to $14.66, inclusive. The reporting person undertakesto provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- All of the shares are currently exercisable.