Filing Details
- Accession Number:
- 0001140361-16-090612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 16:11:05
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 16:11:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021270 | Famous Daves Of America Inc | DAVE | Retail-Eating Places (5812) | 411782300 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580144 | Pleasant Lake Partners Llc | 110 Greene Street Suite 604 New York NY 10012 | Yes | No | No | No | |
1593893 | Plp Mm Llc | 110 Greene Street Suite 604 New York NY 10012 | No | No | Yes | No | |
1593895 | Pleasant Lake Onshore Gp Llc | 110 Greene Street Suite 604 New York NY 10012 | No | No | Yes | No | |
1593896 | L.p. Fund Master Offshore Lake Pleasant | 110 Greene Street Suite 604 New York NY 10012 | No | No | Yes | No | |
1593897 | Jonathan Lennon | C/O Pleasant Lake Partners Llc 110 Greene Street, Suite 604 New York NY 10012 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-13 | 498,555 | $4.60 | 50,000 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2016-12-14 | 4,900 | $4.86 | 45,100 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2016-12-15 | 45,100 | $4.76 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Shares reported herein were held for the account of Pleasant Lake Offshore Master Fund L.P. (the "Master Fund"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager of the Master Fund. Pleasant Lake Onshore GP LLC ("GP LLC") serves as General Partner of the Master Fund. PLP MM LLC is the managing member of PLP. Jonathan Lennon serves as manager of PLP MM LLC and GP LLC. Mr. Lennon also serves as a Director of the issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.