Filing Details

Accession Number:
0001140361-16-090612
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-22 16:11:05
Reporting Period:
2016-12-13
Filing Date:
2016-12-22
Accepted Time:
2016-12-22 16:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021270 Famous Daves Of America Inc DAVE Retail-Eating Places (5812) 411782300
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580144 Pleasant Lake Partners Llc 110 Greene Street
Suite 604
New York NY 10012
Yes No No No
1593893 Plp Mm Llc 110 Greene Street
Suite 604
New York NY 10012
No No Yes No
1593895 Pleasant Lake Onshore Gp Llc 110 Greene Street
Suite 604
New York NY 10012
No No Yes No
1593896 L.p. Fund Master Offshore Lake Pleasant 110 Greene Street
Suite 604
New York NY 10012
No No Yes No
1593897 Jonathan Lennon C/O Pleasant Lake Partners Llc
110 Greene Street, Suite 604
New York NY 10012
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-13 498,555 $4.60 50,000 No 4 S Indirect See Footnote
Common Stock Disposition 2016-12-14 4,900 $4.86 45,100 No 4 S Indirect See Footnote
Common Stock Disposition 2016-12-15 45,100 $4.76 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Shares reported herein were held for the account of Pleasant Lake Offshore Master Fund L.P. (the "Master Fund"). Pleasant Lake Partners LLC ("PLP") serves as the investment manager of the Master Fund. Pleasant Lake Onshore GP LLC ("GP LLC") serves as General Partner of the Master Fund. PLP MM LLC is the managing member of PLP. Jonathan Lennon serves as manager of PLP MM LLC and GP LLC. Mr. Lennon also serves as a Director of the issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.