Filing Details
- Accession Number:
- 0001294671-16-000204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 13:29:41
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 13:29:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669883 | Iii J Andrew Paine | Keycorp 127 Public Square Cleveland OH 44114 | Co-Head Corporate Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-11-01 | 445 | $14.06 | 445 | No | 4 | P | Indirect | By Paine Investments LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Paine Investments LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 31,756 | Direct | |
Common Shares | 31,806 | Indirect | By spouse |
Common Shares | 17,724 | Indirect | 401(k) Plan |
Footnotes
- Reported as of December 9, 2016.
- The reporting person is a general partner of the partnership that owns the reported securities. The reporting person exercised no investment authority over the purchase and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.