Filing Details
- Accession Number:
- 0001127602-16-070747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 09:53:43
- Reporting Period:
- 2016-12-20
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 09:53:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-20 | 83,278 | $54.83 | 190,473 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-12-20 | 49,966 | $26.39 | 240,439 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-20 | 133,244 | $77.67 | 107,195 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-21 | 5,000 | $0.00 | 102,195 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-20 | 83,278 | $0.00 | 83,278 | $54.83 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-20 | 49,966 | $0.00 | 49,966 | $26.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-09-04 | 2018-09-04 | No | 4 | M | Direct |
0 | 2010-11-01 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 262,000 | Indirect | Spouse |
Footnotes
- 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.
- 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.