Filing Details
- Accession Number:
- 0000899243-16-036172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-21 16:06:43
- Reporting Period:
- 2016-12-19
- Filing Date:
- 2016-12-21
- Accepted Time:
- 2016-12-21 16:06:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495320 | Vera Bradley Inc. | VRA | Leather & Leather Products (3100) | 272935063 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504073 | J Robert Hall | C/O Vera Bradley, Inc. 12420 Stonebridge Road Roanoke IN 46783 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-19 | 6,387 | $12.37 | 120,094 | No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Common Stock | Disposition | 2016-12-19 | 56,855 | $11.80 | 63,239 | No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
No | 4 | S | Indirect | By Joan Byrne Hall Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,610,469 | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
Common Stock | 200,000 | Indirect | By Joan Byrne Hall 2016 Grantor Retained Annuity Trust #1 |
Common Stock | 54,463 | Direct | |
Common Stock | 173,519 | Indirect | By Joan Byrne Hall 2015 Grantor Retained Annuity Trust |
Footnotes
- The reporting person disclaims beneficial ownership of these shares.
- On October 3, 2016, the Joan B. Hall 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 126,481 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Joan Byrne Hall Revocable Trust (the "Revocable Trust"). The reporting person's spouse is the sole trustee and annuitant of the 2015 GRAT and sole trustee of the Revocable Trust.
- The prices reported are weighted average prices. The shares were sold in multiple transactions at prices ranging from $12.22 to $12.57, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.