Filing Details
- Accession Number:
- 0001209191-16-156274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-21 13:34:59
- Reporting Period:
- 2016-12-19
- Filing Date:
- 2016-12-21
- Accepted Time:
- 2016-12-21 13:34:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1072813 | Jr M James Lapeyre | 2105 Citywest Boulevard Suite 100 Houston TX 77042-2855 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-19 | 10,800 | $7.16 | 958,209 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Common Stock | Acquisiton | 2016-12-20 | 11,000 | $7.08 | 969,209 | No | 4 | P | Indirect | Shares held by Laitram, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by Laitram, LLC |
No | 4 | P | Indirect | Shares held by Laitram, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 157,773 | Direct | |
Common Stock | 699 | Indirect | Co-Trustee for Children |
Common Stock | 32,850 | Indirect | Joint account with adult child (J) |
Common Stock | 32,850 | Indirect | Joint account with adult child (K) |
Common Stock | 33,702 | Indirect | Joint account with adult child (S) |
Footnotes
- Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This transaction was executed in multiple trades at prices ranging from $7.05 to $7.275, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $7.00 to $7.20, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.