Filing Details

Accession Number:
0001593968-16-001356
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-21 11:47:27
Reporting Period:
2016-12-19
Filing Date:
2016-12-21
Accepted Time:
2016-12-21 11:47:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1672581 Randall James Stewart 1201 Network Centre Dr.
Effingham IL 62401
Chief Risk Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Sock Acquisiton 2016-12-19 2,253 $23.00 7,948 No 4 M Direct
Common Sock Acquisiton 2016-12-19 1,594 $16.00 9,542 No 4 M Direct
Common Sock Acquisiton 2016-12-19 3,092 $16.59 12,634 No 4 M Direct
Common Sock Acquisiton 2016-12-19 2,697 $21.00 15,331 No 4 M Direct
Common Sock Acquisiton 2016-12-19 10,000 $16.00 25,331 No 4 M Direct
Common Sock Disposition 2016-12-19 14,899 $32.90 10,432 No 4 S Direct
Common Sock Disposition 2016-12-19 5,720 $33.94 4,712 No 4 S Direct
Common Sock Disposition 2016-12-20 248 $34.98 4,464 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2016-12-19 2,253 $0.00 2,253 $23.00
Common Stock Option (right to buy) Disposition 2016-12-19 1,594 $0.00 1,594 $16.00
Common Stock Option (right to buy) Disposition 2016-12-19 3,092 $0.00 3,092 $16.59
Common Stock Option (right to buy) Disposition 2016-12-19 2,697 $0.00 2,697 $21.00
Common Stock Option (right to buy) Disposition 2016-12-19 10,000 $0.00 10,000 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,759 2025-11-03 No 4 M Direct
0 2022-12-13 No 4 M Direct
1,031 2023-12-10 No 4 M Direct
2,697 2024-12-02 No 4 M Direct
0 2022-09-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $28.59 2026-11-16 4,532 4,532 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-11-16 4,532 4,532 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 - $33.55 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 - $34.28 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
  3. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
  5. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
  6. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  7. These options vest in four equal annual installments beginning one year after the 09/05/2012 date of grant.
  8. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.