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Filing Details

Accession Number:: 0001140361-16-090424
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-20 20:44:18
Reporting Period:: 2016-12-16

Filing Date:: 2016-12-20
Accepted Time:: 2016-12-20 20:44:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428336	Healthequity Inc	HQY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352786	S Manu Rana	280 Park Avenue, 3Rd Floor New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-12-16	111,975	$41.26	270,377	No	4	S	Indirect	See footnote
Common Stock	Disposition	2016-12-16	48,025	$42.22	222,352	No	4	S	Indirect	See footnote
Common Stock	Disposition	2016-12-19	124,752	$40.13	97,600	No	4	S	Indirect	See footnote
Common Stock	Disposition	2016-12-19	1,600	$41.01	96,000	No	4	S	Indirect	See footnote
Common Stock	Disposition	2016-12-20	96,000	$40.11	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$21.27	2026-02-01	15,000	15,000	Direct
Common Stock	Restricted Stock Unit	$0.00		795	795	Direct
Common Stock	Stock Option (right to buy)	$1.25	2021-10-25	7,500	7,500	Direct
Common Stock	Stock Option (right to buy)	$1.25	2022-04-26	15,000	15,000	Direct
Common Stock	Stock Option (right to buy)	$1.50	2023-05-09	15,000	15,000	Direct
Common Stock	Stock Option (right to buy)	$14.00	2024-07-30	15,000	15,000	Direct
Common Stock	Stock Option (right to buy)	$25.39	2025-03-26	15,000	15,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-01	15,000	15,000	Direct
	795	795	Direct
2021-10-25	7,500	7,500	Direct
2022-04-26	15,000	15,000	Direct
2023-05-09	15,000	15,000	Direct
2024-07-30	15,000	15,000	Direct
2025-03-26	15,000	15,000	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.97 to $41.96, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.
All securities are held of record by Financial Partners Fund I, L.P. ("FPF I"), a Delaware limited partnership. The reporting person is a managing principal of FPF I. The reporting person disclaims beneficial ownership of the securities held by FPF I except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.97 to $42.65, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.99 to $40.75, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.07 to $40.325, inclusive.
The option became exercisable as to 7,500 shares upon the reporting person's reelection to the issuer's board of directors at the issuer's 2016 Annual Meeting of Stockholders held on June 23, 2016. The remaining 7,500 shares will become exercisable on January 31, 2017; provided, that the reporting person continues to serve as a director of the issuer through such date.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
The restricted stock units vested as to 397 shares on August 1, 2016 and will vest as to the remaining 398 shares on November 1, 2016. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.
The option is immediately exercisable.