Filing Details

Accession Number:
0001001039-16-000544
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-20 20:32:45
Reporting Period:
2016-12-17
Filing Date:
2016-12-20
Accepted Time:
2016-12-20 20:32:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001039 Walt Disney Co DIS Cable & Other Pay Television Services (4841) 954545390
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270528 N Alan Braverman 500 South Buena Vista Street
Burbank CA 91521
Sr Evp, General Counsel & Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Disney Common Stock Acquisiton 2016-12-17 2,088 $104.23 137,702 No 4 M Direct
Disney Common Stock Disposition 2016-12-17 1,090 $104.23 136,612 No 4 F Direct
Disney Common Stock Acquisiton 2016-12-18 2,495 $104.23 139,107 No 4 M Direct
Disney Common Stock Disposition 2016-12-18 1,303 $104.23 137,804 No 4 F Direct
Disney Common Stock Acquisiton 2016-12-19 3,225 $105.66 141,029 No 4 M Direct
Disney Common Stock Disposition 2016-12-19 1,683 $105.66 139,346 No 4 F Direct
Disney Common Stock Acquisiton 2016-12-19 18,765 $105.66 158,111 No 4 M Direct
Disney Common Stock Disposition 2016-12-19 9,793 $105.66 148,318 No 4 F Direct
Disney Common Stock Disposition 2016-12-20 998 $105.13 147,320 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Disney Common Stock Restricted Stock Unit Disposition 2016-12-17 2,088 $0.00 2,088 $0.00
Disney Common Stock Restricted Stock Unit Disposition 2016-12-18 2,495 $0.00 2,495 $0.00
Disney Common Stock Restricted Stock Unit Disposition 2016-12-19 3,225 $0.00 3,225 $0.00
Disney Common Stock Restricted Stock Unit Disposition 2016-12-19 18,765 $0.00 18,765 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-17 No 4 M Direct
0 2016-12-18 No 4 M Direct
0 2016-12-19 No 4 M Direct
0 2016-12-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Disney Common Stock 11,181 Indirect By 401(k)
Footnotes
  1. Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 1, 2016. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
  2. The 1,090.2348 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  3. The 1,302.8709 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  4. The 1,683.1039 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  5. The 9,792.6206 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  6. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  7. Shares held in The Walt Disney Stock Fund as of December 16, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
  8. Converts at 1-for-1.