Filing Details
- Accession Number:
- 0001001039-16-000544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 20:32:45
- Reporting Period:
- 2016-12-17
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 20:32:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001039 | Walt Disney Co | DIS | Cable & Other Pay Television Services (4841) | 954545390 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270528 | N Alan Braverman | 500 South Buena Vista Street Burbank CA 91521 | Sr Evp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Disney Common Stock | Acquisiton | 2016-12-17 | 2,088 | $104.23 | 137,702 | No | 4 | M | Direct | |
Disney Common Stock | Disposition | 2016-12-17 | 1,090 | $104.23 | 136,612 | No | 4 | F | Direct | |
Disney Common Stock | Acquisiton | 2016-12-18 | 2,495 | $104.23 | 139,107 | No | 4 | M | Direct | |
Disney Common Stock | Disposition | 2016-12-18 | 1,303 | $104.23 | 137,804 | No | 4 | F | Direct | |
Disney Common Stock | Acquisiton | 2016-12-19 | 3,225 | $105.66 | 141,029 | No | 4 | M | Direct | |
Disney Common Stock | Disposition | 2016-12-19 | 1,683 | $105.66 | 139,346 | No | 4 | F | Direct | |
Disney Common Stock | Acquisiton | 2016-12-19 | 18,765 | $105.66 | 158,111 | No | 4 | M | Direct | |
Disney Common Stock | Disposition | 2016-12-19 | 9,793 | $105.66 | 148,318 | No | 4 | F | Direct | |
Disney Common Stock | Disposition | 2016-12-20 | 998 | $105.13 | 147,320 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Disney Common Stock | Restricted Stock Unit | Disposition | 2016-12-17 | 2,088 | $0.00 | 2,088 | $0.00 |
Disney Common Stock | Restricted Stock Unit | Disposition | 2016-12-18 | 2,495 | $0.00 | 2,495 | $0.00 |
Disney Common Stock | Restricted Stock Unit | Disposition | 2016-12-19 | 3,225 | $0.00 | 3,225 | $0.00 |
Disney Common Stock | Restricted Stock Unit | Disposition | 2016-12-19 | 18,765 | $0.00 | 18,765 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-17 | No | 4 | M | Direct | |
0 | 2016-12-18 | No | 4 | M | Direct | |
0 | 2016-12-19 | No | 4 | M | Direct | |
0 | 2016-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Disney Common Stock | 11,181 | Indirect | By 401(k) |
Footnotes
- Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 1, 2016. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- The 1,090.2348 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The 1,302.8709 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The 1,683.1039 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The 9,792.6206 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Shares held in The Walt Disney Stock Fund as of December 16, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- Converts at 1-for-1.