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Home > Insider Trading > Filing (0001288847-16-000167)

Filing Details

Accession Number:: 0001288847-16-000167
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-20 19:18:36
Reporting Period:: 2016-12-19

Filing Date:: 2016-12-20
Accepted Time:: 2016-12-20 19:18:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	Services-Computer Processing & Data Preparation (7374)	943394123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1628106	Gaurav Passi	C/O Five9, Inc., Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583	Evp, Product Management	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-19	3,818	$4.25	136,651	No	4	M	Direct
Common Stock	Disposition	2016-12-19	11,738	$14.00	124,913	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-19	3,818	$4.25	3,818	$4.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,459		2024-11-05	No	4	M	Direct

Footnotes

Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.