Filing Details
- Accession Number:
- 0001140361-16-090405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 17:34:11
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 17:34:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 58361 | Lee Enterprises Inc | LEE ENT | Newspapers: Publishing Or Publishing & Printing (2711) | 420823980 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1328427 | R Michael Gulledge | C/O Lee Enterprises, Incorporated 201 N. Harrison Street, Ste. 600 Davenport IA 52801 | Vp Ad Sales Leadership & Pub. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-16 | 35,000 | $3.05 | 114,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-16 | 13,800 | $3.05 | 100,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-16 | 8,000 | $3.00 | 92,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-20 | 13,200 | $2.85 | 79,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-09-28 | 36,800 | $2.57 | 36,800 | $2.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-16 | 35,000 | $1.49 | 133,415 | $1.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,800 | 2011-09-28 | 2020-09-28 | No | 4 | A | Direct |
| 28,415 | 2013-09-20 | 2022-09-20 | No | 4 | M | Direct |
Footnotes
- These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
Billionaire Hedge Funds
