Filing Details
- Accession Number:
- 0000902274-16-000396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 17:18:15
- Reporting Period:
- 2016-12-19
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 17:18:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1636007 | Salvador Minarro | 300 Madison Avenue Toledo OH 43604 | Vp, General Mgr Us & Canada | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-19 | 2,882 | $12.80 | 2,882 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-19 | 2,882 | $20.38 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | NQ - Stock Option (Right to Buy) | Disposition | 2016-12-19 | 2,882 | $12.80 | 2,882 | $12.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-16 | 2017-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 823 | Direct | |
| Restricted Stock Units | 11,028 | Direct | |
| Restricted Stock Units | 4,737 | Direct | |
| Restricted Stock Units | 4,315 | Direct | |
| Restricted Stock Units | 10,158 | Direct | |
| Restricted Stock Units | 4,243 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | NQ - Stock Option (Right to Buy) | $17.00 | 2012-02-10 | 2021-02-10 | 7,000 | 7,000 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $23.02 | 2015-02-24 | 2024-02-24 | 6,582 | 6,582 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $13.96 | 2013-08-01 | 2022-08-01 | 3,597 | 3,597 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $10.13 | 2011-02-11 | 2020-02-11 | 6,000 | 6,000 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $1.01 | 2010-02-27 | 2019-02-27 | 7,000 | 7,000 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $17.13 | 2017-02-17 | 2026-02-25 | 21,486 | 21,486 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,200 | 3,200 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $19.02 | 2014-02-22 | 2023-02-22 | 7,918 | 7,918 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $13.95 | 2013-02-17 | 2022-02-17 | 7,500 | 7,500 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 6,340 | 6,340 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $15.47 | 2013-12-31 | 2020-12-31 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-10 | 7,000 | 7,000 | Direct |
| 2024-02-24 | 6,582 | 6,582 | Direct |
| 2022-08-01 | 3,597 | 3,597 | Direct |
| 2020-02-11 | 6,000 | 6,000 | Direct |
| 2019-02-27 | 7,000 | 7,000 | Direct |
| 2026-02-25 | 21,486 | 21,486 | Direct |
| 2018-02-15 | 3,200 | 3,200 | Direct |
| 2023-02-22 | 7,918 | 7,918 | Direct |
| 2022-02-17 | 7,500 | 7,500 | Direct |
| 2025-03-02 | 6,340 | 6,340 | Direct |
| 2020-12-31 | 20,000 | 20,000 | Direct |
Footnotes
- The common stock covered by this Form 4 was sold under a plan, adopted on November 18, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
- Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
- Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
- Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
- Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
- Stock option vests 100% on 12/31/2013.
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