Filing Details
- Accession Number:
- 0001415889-16-007610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 16:35:12
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 16:35:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645494 | Arris International Plc | ARRS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185888 | J Robert Stanzione | 3871 Lakefield Drive Suwanee GA 30024 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2016-12-16 | 50,000 | $31.00 | 798,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 60,950 | Indirect | By 2015 Grantor Retainer Annuity Trust Account |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Shares (P) 160707 | $0.00 | 2019-01-31 | 302,630 | 302,630 | Direct | |
| Ordinary Shares | Restricted Shares (T) 160707 | $0.00 | 2020-07-07 | 151,315 | 151,315 | Direct | |
| Ordinary Shares | Restricted Shares (P) 150330 | $0.00 | 2018-01-31 | 154,750 | 154,750 | Direct | |
| Ordinary Shares | Restricted Shares (P) 140327 | $0.00 | 2017-01-31 | 163,160 | 163,160 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 302,630 | 302,630 | Direct | |
| 151,315 | 151,315 | Direct | |
| 154,750 | 154,750 | Direct | |
| 163,160 | 163,160 | Direct |
Footnotes
- Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Date represents vesting date for the award. Amount shown reflects maximum vesting of the award at the 200% level.
- This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
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