Filing Details
- Accession Number:
- 0001562180-16-003859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 16:32:35
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 16:32:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713425 | American Software Inc | AMSWA | Services-Prepackaged Software (7372) | 581098795 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1123385 | C James Edenfield | 470 East Paces Ferry Rd Atlanta GA 30305 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-16 | 8,700 | $8.12 | 68,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-16 | 8,700 | $10.79 | 60,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-19 | 15,000 | $8.12 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-19 | 15,000 | $10.85 | 60,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-12-16 | 8,700 | $8.12 | 8,700 | $8.12 |
| Common Stock | Stock Option | Disposition | 2016-12-19 | 15,000 | $8.12 | 15,000 | $8.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,934 | 2017-06-29 | No | 4 | M | Direct | |
| 14,934 | 2017-06-29 | No | 4 | M | Direct |
Footnotes
- On December 16, 2016, the Reporting Person converted 8,700 options into an equal number of shares of Class A Common Stock.
- 60,000 shares of Class A Common Stock held by James C. and Norma T. Edenfield Foundation.
- Represents the weight average sales price for price increments ranging from $10.79 to $10.83.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price for all transactions reported on this Form 4.
- On December 19, 2016, the Reporting Person converted 15,000 options into an equal number of shares of Class A Common Stock.
- Represents the weighted average sales price for price increments ranging from $10.74 to $10.98.
- Vests 12,000 share(s) on 29-Jun-2012, 12,000 share(s) on 29-Jun-2013, 12,000 share(s) on 29-Jun-2014, 12,000 share(s) on 29-Jun-2015, 12,000 share(s) on 29-Jun-2016
Billionaire Hedge Funds
