Filing Details
- Accession Number:
- 0001533932-16-000479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 16:14:36
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 16:14:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1533932 | Vantiv Inc. | VNTV | Services-Business Services, Nec (7389) | 264532998 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610881 | Matt Taylor | C/O Vantiv, Inc. 8500 Governor'S Hill Drive Cincinnati OH 45249-1384 | Grp Pres, Intpmt&Emrging Chnls | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-12-16 | 200 | $16.79 | 49,786 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-12-16 | 200 | $58.90 | 49,586 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-12-19 | 11,422 | $16.79 | 61,008 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-12-19 | 11,422 | $58.90 | 49,586 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-16 | 200 | $0.00 | 200 | $16.79 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-19 | 11,422 | $0.00 | 11,422 | $16.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,532 | 2023-09-09 | No | 4 | M | Direct | |
| 58,110 | 2023-09-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2016.
- The option vested with respect to 46,480 shares on September 9, 2014 and with respect to 113,310 shares in quarterly installments ending September 9, 2016. The remaining options vest in quarterly installments on March 9, 2017, June 9, 2017, and September 9, 2017.
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