Filing Details

Accession Number:
0001571049-16-020717
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-20 13:34:58
Reporting Period:
2016-12-07
Filing Date:
2016-12-20
Accepted Time:
2016-12-20 13:34:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270979 V Douglas Reynolds 75 West 3Rd Ave.
Huntington WV 25701
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-19 10,000 $1.32 29,907 No 4 P Indirect Children
Common Stock Acquisiton 2016-12-07 2,000 $1.40 1,305,156 No 4 P Direct
Common Stock Acquisiton 2016-12-15 4,000 $1.33 1,309,156 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Children
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Preferred Stock 13 Direct
Footnotes
  1. Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
  2. Units consisting of one share of 6.0% Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.