Filing Details
- Accession Number:
- 0001296734-16-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-20 11:29:11
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-20
- Accepted Time:
- 2016-12-20 11:29:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949428 | Clean Diesel Technologies Inc | CDTI | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 061393453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296734 | A Tracy Kern | C/O Clean Diesel Technologies, Inc. 1621 Fiske Place Oxnard CA 93033 | Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-16 | 10,000 | $2.00 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-12-16 | 75,000 | $0.00 | 75,000 | $2.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2026-12-16 | No | 4 | A | Direct |
Footnotes
- 1/3 of the shares vested immediately, and 2/3 of the shares will vest in four equal annual installments on the anniversaries of the date of grant.
Billionaire Hedge Funds
