Filing Details

Accession Number:
0001209191-16-156032
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-19 21:19:33
Reporting Period:
2016-12-16
Filing Date:
2016-12-19
Accepted Time:
2016-12-19 21:19:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620391 F. Michael Finn Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Svp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-12-16 4,000 $11.84 102,384 No 4 M Direct
Common Shares Disposition 2016-12-16 4,000 $27.00 98,384 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option Disposition 2016-12-16 4,000 $0.00 4,000 $11.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,356 2023-07-30 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
  2. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.