Filing Details
- Accession Number:
- 0001179110-16-033266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 21:03:00
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 21:03:00
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519030 | M Stephen Kadenacy | C/O Aecom 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-15 | 7,197 | $38.16 | 74,972 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-12-15 | 11,968 | $38.16 | 67,775 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-15 | 28,466 | $38.16 | 96,241 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-12-16 | 39,632 | $38.16 | 56,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2016-12-15 | 19,165 | $0.00 | 19,165 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2016-12-15 | 39,309 | $0.00 | 39,309 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-15 | No | 4 | M | Direct | |
| 39,309 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,141 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Footnotes
- Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 19,165 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding.
- Shares acquired pursuant to AECOM's Performance Earnings Program under 2006 Stock Incentive Plan.
- Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2016.
- The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 16, 2016.
- This transaction was executed in multiple trades at prices ranging from $38.05 to $38.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in December 2019.
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