Filing Details
- Accession Number:
- 0001288847-16-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 20:52:40
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 20:52:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628106 | Gaurav Passi | C/O Five9, Inc., Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583 | Evp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-15 | 12,723 | $4.25 | 148,556 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-15 | 15,723 | $13.65 | 132,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-15 | 12,723 | $0.00 | 12,723 | $4.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,277 | 2024-11-05 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.33 to $14.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Original option grant was for 47,000 shares. Option began vesting with respect to 1/48 of the shares subject to the option one month after November 5, 2014, and with respect to the remaining shares subject to the option, vests in 47 equal monthly installments thereafter.