Filing Details
- Accession Number:
- 0001104659-16-162860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 18:36:29
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 18:36:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559485 | Joseph John Shaw | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-16 | 10,000 | $14.98 | 10,000 | No | 4 | P | Indirect | By the John Shaw Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By the John Shaw Living Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.9766 to $14.98, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary.
Billionaire Hedge Funds
