Filing Details
- Accession Number:
- 0001649338-16-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 18:12:45
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 18:12:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1649338 | Broadcom Ltd | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226316 | H Patricia Mccall | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Acquisiton | 2016-12-15 | 2,500 | $10.22 | 44,993 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Disposition | 2016-12-15 | 2,500 | $181.00 | 42,493 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2016-12-16 | 131 | $179.68 | 42,362 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2016-12-15 | 2,500 | $10.22 | 2,500 | $10.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | 2018-02-21 | No | 4 | M | Direct |
Footnotes
- Includes 22,000 Restricted Share Units ("RSU").
- Transaction executed in multiple trades at prices ranging from $181.00 to $181.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
- The option is fully vested and exercisable.