Filing Details
- Accession Number:
- 0001209191-16-155967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 17:22:01
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 17:22:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175483 | Newcastle Investment Corp | NCT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124460 | R Wesley Edens | 1345 Avenue Of The Americas, 45 Fl New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-12-15 | 1,000,000 | $4.37 | 2,642,000 | No | 4 | P | Indirect | The Wesley R. Edens 2011 GRAT Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | The Wesley R. Edens 2011 GRAT Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 1,017,280 | Direct | |
Common Stock, Par Value $0.01 Per Share | 172,848 | Indirect | Fortress Operating Entity I LP |
Common Stock, Par Value $0.01 Per Share | 775 | Indirect | As Trustee for Lynn Edens |
Footnotes
- The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $4.21 to $4.40. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Mr. Edens may be deemed to be the beneficial owner of these shares but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- Mr. Edens may be deemed to be the beneficial owner of these securities by virtue of his relationship to Fortress Operating Entity I ("FOE I"). Mr. Edens disclaimsbeneficial ownership of any securities (and the underlying shares of common stock, if applicable) of the issuer held by FOE I except to the extent of his pecuniary interest therein.