Filing Details
- Accession Number:
- 0001400482-16-000268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 17:19:57
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 17:19:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400482 | Kubota Pharmaceutical Holdings Co Ltd | M?????? | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016353 | H Edward Danse | C/O Acucela Inc. 1301 2Nd Ave., Suite 4200 Seattle WA 98101 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-15 | 1,090 | $8.75 | 77,184 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On November 30, 2016, the issuer completed its change in place of incorporation, pursuant to which Kubota Pharmaceutical Holdings Co., Ltd., a Japanese corporation ("Kubota Holdings"), became the publicly traded parent company of the Kubota group of companies. Each issued and outstanding share of common stock of Acucela Inc., a Washington corporation ("Acucela US"), was cancelled and converted into one share of common stock of Kubota Holdings. Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, Kubota Holdings is the successor issuer to Acucela US.
- The issuer's common stock trades on the Tokyo Stock Exchange under the code 4596.
- The sale on this Form 4 was effected pursuant to an Issuer approved sell-to-cover arrangement, in order to cover tax withholding incident to the vesting of shares under the reporting person's restricted stock grant.