Filing Details
- Accession Number:
- 0001127602-16-070469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 17:06:36
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 17:06:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1520262 | Alkermes Plc. | ALKS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376545 | G Gordon Pugh | 852 Winter St. Waltham MA 02451 | Svp, Coo & Cro, Alkermes, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2016-12-12 | 1,794 | $0.00 | 45,987 | No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
| Ordinary Shares | Disposition | 2016-12-14 | 7,250 | $0.00 | 38,737 | No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
| Ordinary Shares | Acquisiton | 2016-12-15 | 16,690 | $16.55 | 37,277 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-12-15 | 16,690 | $57.62 | 20,587 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2016-12-16 | 4,768 | $16.55 | 25,355 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-12-16 | 4,768 | $57.73 | 20,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
| No | 5 | G | Indirect | Gordon G. Pugh Revocable Trust - 2012 |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-15 | 16,690 | $0.00 | 16,690 | $16.55 |
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2016-12-16 | 4,768 | $0.00 | 4,768 | $16.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,768 | 2022-05-21 | No | 4 | M | Direct | |
| 0 | 2022-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 13,101 | Indirect | Nancy E. Pugh Revocable Trust - 2012 |
| Ordinary Shares | 6,989 | Indirect | By GRAT |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
- These options are fully vested in accordance with their terms.
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