Filing Details
- Accession Number:
- 0000921895-16-006355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 16:52:12
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 16:52:12
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580771 | W. Glenn Welling | C/O Tivo Corporation 2 Circle Star Way San Carlos CA 94070 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-15 | 21,000 | $21.30 | 2,271,000 | No | 4 | P | Indirect | By: Engaged Capital Flagship Master Fund, LP |
| Common Stock | Acquisiton | 2016-12-15 | 54,000 | $21.30 | 254,000 | No | 4 | P | Indirect | By: Managed Account of Engaged Capital, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By: Engaged Capital Flagship Master Fund, LP |
| No | 4 | P | Indirect | By: Managed Account of Engaged Capital, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,689 | Direct |
Footnotes
- Shares owned directly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Master"). Mr. Welling, solely by virtue of his position as the founder and CIO of Engaged Capital, LLC ("Engaged Capital"), the general partner and investment adviser of Engaged Capital Master, and as the sole member of Engaged Capital Holdings, LLC ("Engaged Holdings"), the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Mr. Welling, solely by virtue of his position as the founder and CIO of Engaged Capital, the investment adviser of the Engaged Capital Account, and as the sole member of Engaged Holdings, the managing member of Engaged Capital, may be deemed to beneficially own the shares held in the Engaged Capital Account for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Purchase effected pursuant to a Rule 10b5-1 trading plan adopted on November 18, 2016.
Billionaire Hedge Funds
