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Home > Insider Trading > Filing (0001140361-16-090263)

Filing Details

Accession Number:: 0001140361-16-090263
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-19 16:48:06
Reporting Period:: 2016-12-15

Filing Date:: 2016-12-19
Accepted Time:: 2016-12-19 16:48:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1673345	Jr. F. Thomas Helms	Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-15	100	$12.87	1,600	No	4	P	Direct
Common Stock	Acquisiton	2016-12-16	500	$12.95	2,100	No	4	P	Direct
Common Stock	Acquisiton	2016-12-16	400	$13.40	2,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,740,062	Indirect	By Helms Management Corp.

Footnotes

The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.