Filing Details
- Accession Number:
- 0001140361-16-090195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 14:20:36
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 14:20:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361852 | Donovan Jones | Suite 300 - One Bentall Centre 505 Burrard Street Vancouver A1 V7X 1M3 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-12-15 | 12,195 | $2.05 | 66,147 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 53,952 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock Options | $13.10 | 2014-06-12 | 2018-12-12 | 40,000 | 40,000 | Direct |
Common | Stock Options | $2.40 | 2016-07-14 | 2021-07-14 | 40,000 | 80,000 | Direct |
Common | Deferred Share Units | $0.00 | 2009-12-14 | 16,129 | 16,129 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-06-18 | 10,000 | 26,129 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-09-27 | 50,000 | 76,129 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-07-25 | 5,405 | 81,534 | Direct | |
Common | Deferred Share Units | $0.00 | 2012-07-19 | 3,422 | 84,956 | Direct | |
Common | Deferred Share Units | $0.00 | 2013-07-25 | 5,028 | 89,984 | Direct | |
Common | Deferred Share Units | $0.00 | 2014-07-11 | 12,097 | 102,081 | Direct | |
Common | Deferred Share Units | $0.00 | 2015-07-17 | 15,942 | 118,022 | Direct | |
Common | Deferred Share Units | $0.00 | 2016-07-14 | 16,152 | 134,174 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-12 | 40,000 | 40,000 | Direct |
2021-07-14 | 40,000 | 80,000 | Direct |
16,129 | 16,129 | Direct | |
10,000 | 26,129 | Direct | |
50,000 | 76,129 | Direct | |
5,405 | 81,534 | Direct | |
3,422 | 84,956 | Direct | |
5,028 | 89,984 | Direct | |
12,097 | 102,081 | Direct | |
15,942 | 118,022 | Direct | |
16,152 | 134,174 | Direct |
Footnotes
- These shares were purchased through an Employee Share Purchase Plan.
- Canadian dollars.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred Share Units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
- Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested.
- The deferred share units vest one third over three years beginning on the first anniversary of the grant date.