Filing Details
- Accession Number:
- 0001127602-16-070371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-19 13:23:59
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2016-12-19
- Accepted Time:
- 2016-12-19 13:23:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181596 | A Kenneth Lewis | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2016-12-16 | 1,866 | $39.25 | 0 | No | 4 | S | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 141,162 | Direct | |
Common Stock, Par Value $.10 | 17,678 | Indirect | By Trust |
Footnotes
- Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards.
- Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.